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Personnel Hong Kong SFC License Details (ID 33477739)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on securities
2026-09-10
2026-09-17
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2025-11-25
2025-12-01
Rep
Advising on securities
2025-05-23
2025-05-30