Personnel SFC Licences and HKMA Registrations (ID 33488903)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Canfield Securities Company Limited	RO	Advising on securities	2026-08-07	-
	RO	Asset management	2025-11-13	-
	Rep	Asset management	2025-05-27	2025-11-13
	Rep	Advising on securities	2025-05-27	2026-01-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.