Personnel Hong Kong SFC License Details (ID 33506)

Personnel Hong Kong SFC License Details (ID 33506)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STOCKWELL SECURITIES LIMITED	RO	Dealing in futures contracts	2022-07-01	2024-08-22
	RO	Dealing in securities	2022-07-01	2024-08-22
STOCKWELL COMMODITIES LIMITED	RO	Advising on futures contracts	-	2005-02-22
	RO	Asset management	-	2005-02-22
	RO	Dealing in futures contracts	-	2022-06-30
STOCKWELL ONLINE (SECURITIES) LIMITED	RO	Providing automated trading services	-	2003-07-07
	RO	Dealing in securities	-	2005-03-30
STOCKWELL SECURITIES LIMITED	RO	Providing automated trading services	-	2003-07-07
	RO	Advising on corporate finance	-	2004-11-25
	RO	Advising on securities	-	2004-11-25
	RO	Asset management	-	2004-11-25
	RO	Dealing in securities	-	2022-06-30