Yim, Kai Chung 嚴繼宗

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nittan Securities Asia Limited	RO	Dealing in securities	2012-05-21	-
	Rep	Dealing in securities	2012-05-03	2012-05-21
IMPERIAL DRAGON ASSET MANAGEMENT LIMITED	RO	Asset management	2010-08-04	2011-12-31
Nittan Securities Asia Limited	RO	Dealing in securities	2007-07-12	2010-05-07
	Rep	Dealing in securities	2007-07-04	2007-07-12
Polaris Capital (Asia) Limited	RO	Dealing in securities	2003-04-01	2007-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nittan Securities Asia Limited	RO	Dealing in securities	2012-05-21	-
	Rep	Dealing in securities	2012-05-03	2012-05-21
IMPERIAL DRAGON ASSET MANAGEMENT LIMITED	RO	Asset management	2010-08-04	2011-12-31
Nittan Securities Asia Limited	RO	Dealing in securities	2007-07-12	2010-05-07
	Rep	Dealing in securities	2007-07-04	2007-07-12
Polaris Capital (Asia) Limited	RO	Dealing in securities	2003-04-01	2007-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.