| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-05-06 | - |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-10-22 | - |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-04-01 | - |
| Rep | Advising on futures contracts | 2003-04-01 | 2003-11-07 | |
| Rep | Asset management | 2003-04-01 | 2003-11-07 | |
| Everbright Securities Investment Services (HK) Limited | RO | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| RO | Advising on corporate finance | 2003-04-01 | 2003-11-07 | |
| RO | Advising on securities | 2003-04-01 | 2003-11-07 | |
| RO | Asset management | 2003-04-01 | 2003-11-07 | |
| RO | Dealing in securities | 2003-04-01 | 2009-05-06 |