Personnel Hong Kong SFC License Details (ID 33563)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Changjiang Corporate Finance (HK) Limited	RO	Advising on corporate finance	2026-06-10	-
Opus Capital Limited (HK)	RO	Advising on corporate finance	2025-10-10	2026-05-01
Opus Capital Management Limited	RO	Asset management	2025-10-10	2026-05-01
Glory Sun Securities Limited	RO	Advising on corporate finance	2019-05-20	2024-03-06
Atlantic Asset Management Limited	RO	Asset management	2019-04-18	2025-07-31
	Rep	Asset management	2019-04-02	2019-04-18
Glory Sun Securities Limited	Rep	Advising on corporate finance	2019-04-02	2019-05-20
Minerva Advisory Global Capital Limited	RO	Advising on corporate finance	2018-02-13	2019-01-02
Minerva Asset Global Investment Capital Limited	RO	Asset management	2018-02-13	2019-01-02
Minerva Holding Financial Securities Limited	RO	Dealing in securities	2018-02-13	2019-01-02
RHB FUTURES HONG KONG LIMITED	RO	Dealing in futures contracts	2017-07-20	2017-10-19
RHB ASSET MANAGEMENT LIMITED	RO	Advising on securities	2017-05-08	2017-10-19
	RO	Asset management	2017-05-08	2017-10-19
	RO	Dealing in securities	2017-05-08	2017-10-19
	RO	Asset management	2014-07-24	2015-01-06
RHB CAPITAL HONG KONG LIMITED	RO	Advising on corporate finance	2011-05-13	2017-10-19
	RO	Dealing in securities	2011-05-13	2017-10-19
RHB SECURITIES HONG KONG LIMITED	RO	Advising on securities	2011-05-13	2017-10-19
	RO	Dealing in securities	2011-05-13	2017-10-19
KINGSWAY CAPITAL LIMITED	RO	Dealing in securities	2008-08-14	2011-03-31
SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED	RO	Advising on corporate finance	2006-12-27	2009-11-13
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Advising on securities	2006-10-11	2011-03-31
KINGSWAY SW ASSET MANAGEMENT LIMITED (VG)	RO	Advising on corporate finance	2006-10-11	2011-03-31
KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Asset management	2005-05-04	2005-12-04
KINGSWAY CAPITAL LIMITED	RO	Advising on corporate finance	2003-04-01	2011-03-31
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Providing automated trading services	2003-04-01	2004-05-31
	RO	Advising on corporate finance	2003-04-01	2011-03-31
	RO	Dealing in securities	2003-04-01	2011-03-31