Personnel Hong Kong SFC License Details (ID 33620)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRANSING SECURITIES CO., LIMITED	RO	Advising on securities	2020-07-28	-
	RO	Asset management	2020-07-28	-
	RO	Dealing in securities	2020-07-28	-
	RO	Advising on corporate finance	2020-01-02	-
	Rep	Advising on corporate finance	2016-06-22	2020-01-02
	Rep	Advising on securities	2016-06-22	2020-07-28
	Rep	Asset management	2016-06-22	2020-07-28
	Rep	Dealing in securities	2016-05-04	2020-07-28
	RO	Advising on securities	2016-04-18	2016-06-22
	RO	Asset management	2016-04-18	2016-06-22
GLENWORTH CAPITAL LIMITED	RO	Advising on securities	2013-03-12	2013-08-16
	RO	Asset management	2013-03-12	2013-08-16
	Rep	Advising on securities	2013-03-06	2013-03-12
	Rep	Asset management	2013-03-06	2013-03-12
Imperium International Asset Management Limited	RO	Asset management	2012-02-06	2013-02-05
KINGDOM INVESTMENT MANAGERS LIMITED	RO	Asset management	2012-02-06	2012-12-01
SDHG International Asset Management Limited	RO	Asset management	2012-02-06	2013-02-05
Imperium International Asset Management Limited	RO	Advising on securities	2008-12-02	2010-12-06
	Rep	Asset management	2008-12-02	2010-12-06
SDHG International Asset Management Limited	Rep	Asset management	2008-12-02	2012-02-06
	RO	Advising on corporate finance	2008-12-02	2013-02-05
	RO	Advising on securities	2008-12-02	2013-02-05
GRANSING SECURITIES CO., LIMITED	Rep	Advising on corporate finance	2004-12-17	2005-09-30
	Rep	Dealing in securities	2004-12-17	2005-09-30
KCG SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-05-19	2004-12-15
	Rep	Advising on corporate finance	2004-05-04	2004-12-15
SDHG International Securities Limited	Rep	Advising on corporate finance	2003-12-11	2004-04-29