| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2026-03-19 | - |
| RO | Advising on securities | 2026-03-19 | - |
| RO | Dealing in futures contracts | 2026-03-19 | - |
| RO | Dealing in securities | 2026-03-19 | - |
| RO | Advising on futures contracts | 2025-09-01 | 2026-03-18 |
| RO | Advising on securities | 2025-09-01 | 2026-03-18 |
| RO | Dealing in futures contracts | 2025-09-01 | 2026-03-18 |
| RO | Dealing in securities | 2025-09-01 | 2026-03-18 |
| Rep | Advising on futures contracts | 2025-06-25 | 2025-09-01 |
| Rep | Advising on securities | 2025-06-25 | 2025-09-01 |
| Rep | Dealing in futures contracts | 2025-06-25 | 2025-09-01 |
| Rep | Dealing in securities | 2025-06-25 | 2025-09-01 |