Personnel SFC Licences and HKMA Registrations (ID 33651)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAOYU SECURITIES LIMITED	RO	Advising on corporate finance	-	2004-05-25
	RO	Advising on securities	-	2004-05-25
	RO	Asset management	-	2020-12-18
	RO	Dealing in securities	-	2020-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.