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Davies, Maxwell Charles (SFC:BWN342) Hong Kong SFC License Details (ID 33686174)
Davies, Maxwell Charles (SFC:BWN342)
SFC ID:
BWN342
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Barrenjoey Asia Limited
Rep
Advising on securities
2025-11-04
-
Rep
Dealing in securities
2025-11-04
-
Rep
Advising on securities
2025-07-07
2025-07-09
Rep
Dealing in securities
2025-07-07
2025-07-09