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Liu, Xiaoyi (SFC:BWM149) 劉小奕 SFC Licences and HKMA Registrations (ID 33701319)
Liu, Xiaoyi (SFC:BWM149) 劉小奕
SFC ID:
BWM149
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
KGI ASIA LIMITED
Rep
Dealing in securities
2025-07-09
-
KGI FUTURES (HONG KONG) LIMITED
Rep
Dealing in futures contracts
2025-07-09
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.