Personnel SFC Licences and HKMA Registrations (ID 33768396)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2025-09-29	-
	Rep	Dealing in securities	2025-09-29	-
Goldhorse Securities Limited	Rep	Advising on securities	2025-07-23	2025-09-03
	Rep	Dealing in securities	2025-07-23	2025-09-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.