Personnel Hong Kong SFC License Details (ID 33780048)

Personnel Hong Kong SFC License Details (ID 33780048)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-08-17	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-08-17	-
	Rep	Dealing in securities	2026-08-17	-
Alliance Capital Partners Limited (HK)	Rep	Advising on corporate finance	2026-04-17	2026-06-30
	Rep	Dealing in securities	2026-04-17	2026-06-30
Somerley Capital Limited	Rep	Advising on corporate finance	2025-08-04	2026-01-15
	Rep	Dealing in securities	2025-08-04	2026-01-15