Personnel Hong Kong SFC License Details (ID 33853239)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2026-07-27	-
	Rep	Advising on securities	2026-07-27	-
	Rep	Dealing in securities	2026-07-27	-
	Rep	Advising on corporate finance	2026-03-19	2026-03-31
	Rep	Advising on securities	2026-03-19	2026-03-31
	Rep	Dealing in securities	2026-03-19	2026-03-31
	Rep	Advising on corporate finance	2025-08-11	2026-03-18
	Rep	Advising on securities	2025-08-11	2026-03-18
	Rep	Dealing in securities	2025-08-11	2026-03-18