Webb-site Legacy
En
Home
Personnel SFC Licences and HKMA Registrations (ID 33858814)
Personnel
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
UBS Asset Management (Hong Kong) Limited
Rep
Advising on securities
2025-08-12
-
Rep
Dealing in securities
2025-08-12
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.