Personnel SFC Licences and HKMA Registrations (ID 33912785)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MUFG Securities Asia Limited	Rep	Advising on securities	2025-08-22	-
	Rep	Dealing in securities	2025-08-22	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ0313

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
MUFG BANK, LTD.	Dealing in securities	Non-EO	ASSOCIATE	2022-08-30	—	Current
MUFG BANK, LTD.	Advising on securities	Non-EO	ASSOCIATE	2022-08-30	—	Current