Cao, Jing (SFC:BWT068) 曹婧 SFC Licences and HKMA Registrations (ID 33942347)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on futures contracts	2025-08-28	-
	Rep	Advising on securities	2025-08-28	-
	Rep	Asset management	2025-08-28	-
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Advising on securities	2025-08-28	-
	Rep	Asset management	2025-08-28	-
	Rep	Dealing in securities	2025-08-28	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.