Personnel SFC Licences and HKMA Registrations (ID 33977865)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	2025-12-10	-
	Rep	Dealing in securities	2025-12-10	-
GUOYUAN CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2025-09-04	2025-11-17
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2025-09-04	2025-11-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.