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Personnel SFC Licences and HKMA Registrations (ID 33983138)
Personnel
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
NATIXIS ASIA LIMITED
Rep
Advising on securities
2025-09-05
-
Rep
Dealing in securities
2025-09-05
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
HKMA registration number:
AJ7692
Current registrations only
Institution
Activity
HKMA role
Capacity
From
Until
Status
NATIXIS
Dealing in securities
Non-EO
ANALYST, INVESTMENT BANKING
2025-08-29
—
Current
NATIXIS
Advising on securities
Non-EO
ANALYST, INVESTMENT BANKING
2025-08-29
—
Current
NATIXIS
Advising on corporate finance
Non-EO
ANALYST, INVESTMENT BANKING
2025-08-29
—
Current