Guo, Yu (SFC:BWU728) 郭瑜

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC Asset Management (Global) Company Limited	Rep	Advising on futures contracts	2025-12-18	-
	Rep	Advising on securities	2025-12-18	-
	Rep	Asset management	2025-12-18	-
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2025-09-15	2025-10-31
	Rep	Dealing in securities	2025-09-15	2025-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC Asset Management (Global) Company Limited	Rep	Advising on futures contracts	2025-12-18	-
	Rep	Advising on securities	2025-12-18	-
	Rep	Asset management	2025-12-18	-
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2025-09-15	2025-10-31
	Rep	Dealing in securities	2025-09-15	2025-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.