Personnel SFC Licences and HKMA Registrations (ID 34069837)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Capital Limited	Rep	Advising on corporate finance	2026-08-20	-
TFI Asset Management Limited	Rep	Asset management	2026-03-03	2026-07-31
TFI Securities and Futures Limited	Rep	Dealing in securities	2025-09-23	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.