Personnel Hong Kong SFC License Details (ID 34097)

Personnel Hong Kong SFC License Details (ID 34097)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHOENIX CAPITAL SECURITIES LIMITED	RO	Asset management	2019-06-27	2022-12-21
	RO	Dealing in futures contracts	2006-08-04	2022-12-21
PHOENIX CAPITAL ASIA LIMITED	RO	Asset management	-	2004-03-31
	RO	Advising on corporate finance	-	2022-12-21
	RO	Advising on securities	-	2022-12-21
PHOENIX CAPITAL FUTURES LIMITED	RO	Advising on futures contracts	-	2003-11-19
	RO	Asset management	-	2003-11-19
	RO	Dealing in futures contracts	-	2003-11-19
PHOENIX CAPITAL SECURITIES LIMITED	RO	Advising on corporate finance	-	2005-01-21
	RO	Advising on securities	-	2005-01-21
	RO	Asset management	-	2005-01-21
	RO	Dealing in securities	-	2022-12-21