Personnel SFC Licences and HKMA Registrations (ID 34168956)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STAR RIVER SECURITIES LIMITED	Rep	Asset management	2026-02-24	-
Kai Yin Securities Limited	Rep	Advising on securities	2025-10-13	2025-10-31
	Rep	Asset management	2025-10-13	2025-10-31
	Rep	Dealing in securities	2025-10-13	2025-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.