| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2026-09-10 | - |
| Rep | Asset management | 2026-08-05 | - | |
| Rep | Dealing in securities | 2026-08-05 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2026-08-05 | - |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2026-03-09 | 2026-07-24 |
| BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2025-10-22 | 2026-07-24 |
| Rep | Dealing in securities | 2025-10-22 | 2026-07-24 | |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2025-10-22 | 2026-07-24 |
No HKMA registrations in the collected records.