Personnel SFC Licences and HKMA Registrations (ID 34289101)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UCAP Securities (HK) Limited	Rep	Advising on securities	2026-04-16	-
	Rep	Asset management	2026-04-16	-
	Rep	Dealing in securities	2026-04-16	-
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2025-11-05	2025-12-31
	Rep	Dealing in securities	2025-11-05	2025-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.