Personnel Hong Kong SFC License Details (ID 34373)

Personnel Hong Kong SFC License Details (ID 34373)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CANTERBURY CAPITAL LIMITED (HK)	RO	Advising on securities	2005-03-30	2023-07-15
	RO	Asset management	2005-03-30	2023-07-15
	Rep	Advising on securities	2004-08-17	2005-03-30
	Rep	Asset management	2004-08-17	2005-03-30
ABCI Securities Company Limited	Rep	Providing automated trading services	2003-07-21	2003-10-29
	Rep	Advising on corporate finance	2003-07-21	2004-06-04
	Rep	Dealing in securities	2003-07-21	2004-06-04
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Advising on corporate finance	-	2003-07-21
	Rep	Advising on securities	-	2003-07-21
	Rep	Asset management	-	2003-07-21
	Rep	Providing automated trading services	-	2003-07-21
	Rep	Dealing in securities	-	2003-07-21