Personnel SFC Licences and HKMA Registrations (ID 34385399)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2025-12-03	-
	Rep	Dealing in securities	2025-12-03	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ2863

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BARCLAYS BANK PLC	Dealing in securities	Non-EO	MARKETS	2025-12-11	—	Current
BNP PARIBAS	Dealing in securities	Non-EO	—	2023-08-15	2025-10-17	Former