Personnel SFC Licences and HKMA Registrations (ID 34388868)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Prominence Global Fund Management Co., Limited	Rep	Advising on securities	2026-09-18	-
	Rep	Asset management	2026-09-18	-
	RO	Advising on securities	2025-12-09	2026-09-18
	RO	Asset management	2025-12-09	2026-09-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.