Personnel Hong Kong SFC License Details (ID 34400)

Personnel Hong Kong SFC License Details (ID 34400)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Taiping Securities (HK) Co Limited	Rep	Dealing in securities	2014-01-14	2014-01-31
TAIPING CAPITAL LIMITED	RO	Advising on corporate finance	2013-04-12	2014-01-31
GUOTAI JUNAN CAPITAL LIMITED	RO	Advising on corporate finance	2008-07-08	2012-10-08
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-07-08	2012-10-08
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2006-09-27	2008-07-08
STANHILL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2004-06-10	2004-08-10
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	-	2004-05-22
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-30
	Rep	Advising on securities	-	2003-12-30
	Rep	Asset management	-	2003-12-30