Personnel SFC Licences and HKMA Registrations (ID 34404116)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Interactive Brokers Hong Kong Limited	Rep	Dealing in futures contracts	2026-07-16	-
	Rep	Dealing in securities	2026-07-16	-
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2025-12-17	2026-05-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.