Personnel SFC Licences and HKMA Registrations (ID 34552138)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2026-10-22	-
	Rep	Dealing in securities	2026-10-22	-
CNCB (Hong Kong) Capital Limited	Rep	Advising on securities	2026-06-18	2026-09-28
	Rep	Asset management	2026-06-18	2026-09-28
	Rep	Dealing in securities	2026-06-18	2026-09-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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