Personnel SFC Licences and HKMA Registrations (ID 34552198)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AD7652

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
DBS BANK LTD.	Dealing in securities	Non-EO	SPECIALIST, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS	2018-08-03	—	Current
DBS BANK LTD.	Advising on securities	Non-EO	SPECIALIST, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS	2018-08-03	—	Current
DBS BANK LTD.	Advising on corporate finance	Non-EO	SPECIALIST, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS	2018-08-03	—	Current
DEUTSCHE BANK AKTIENGESELLSCHAFT	Dealing in securities	Non-EO	—	2008-02-15	2018-04-09	Former
DEUTSCHE BANK AKTIENGESELLSCHAFT	Advising on securities	Non-EO	—	2008-02-15	2018-04-09	Former
DEUTSCHE BANK AKTIENGESELLSCHAFT	Advising on corporate finance	Non-EO	—	2008-02-15	2018-04-09	Former