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Personnel SFC Licences and HKMA Registrations (ID 34552246)
Personnel
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
No SFC licenses available
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
HKMA registration number:
AJ9025
Current registrations only
Institution
Activity
HKMA role
Capacity
From
Until
Status
東 亞 銀 行 有 限 公 司
Dealing in securities
Non-EO
CHIEF INVESTMENT STRATEGIST
2026-02-13
—
Current
東 亞 銀 行 有 限 公 司
Advising on securities
Non-EO
CHIEF INVESTMENT STRATEGIST
2026-02-13
—
Current