Personnel SFC Licences and HKMA Registrations (ID 34552839)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT SERVICES LIMITED	Rep	Advising on securities	2026-03-19	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AH0676

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
恒生銀行有限公司	Dealing in securities	Non-EO	INVESTMENT SERVICES	2026-03-03	—	Current
恒生銀行有限公司	Advising on securities	Non-EO	INVESTMENT SERVICES	2026-03-03	—	Current
恒生銀行有限公司	Providing automated trading services	Non-EO	INVESTMENT SERVICES	2026-03-03	—	Current
花旗銀行	Dealing in securities	Non-EO	—	2021-03-02	2026-01-01	Former
花旗銀行	Advising on securities	Non-EO	—	2021-03-02	2026-01-01	Former
花旗銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2021-03-02	2026-01-01	Former
花旗銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2021-03-02	2026-01-01	Former
渣打銀行 (香港) 有限公司	Dealing in securities	Non-EO	—	2016-02-18	2021-01-21	Former
渣打銀行 (香港) 有限公司	Advising on securities	Non-EO	—	2016-02-18	2021-01-21	Former