Personnel SFC Licences and HKMA Registrations (ID 34552924)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2026-10-06	-
	Rep	Dealing in securities	2026-10-06	-
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2026-10-06	-
Huaan Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2026-01-23	2026-08-12
Huaan Securities (Hong Kong) Corporate Finance Limited	Rep	Advising on corporate finance	2026-01-23	2026-08-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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