Personnel SFC Licences and HKMA Registrations (ID 34553383)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2026-03-06	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2026-03-06	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AI9611

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
摩根士丹利銀行亞洲有限公司	Dealing in securities	Non-EO	FIXED INCOME DIVISION	2026-04-28	—	Current
澳新銀行集團有限公司	Dealing in securities	Non-EO	—	2022-06-18	2026-01-12	Former