Personnel SFC Licences and HKMA Registrations (ID 34553384)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2026-11-09	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2026-11-09	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2026-07-17	2026-08-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2026-07-17	2026-08-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2026-04-21	2026-04-30
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2026-04-21	2026-04-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.