Personnel SFC Licences and HKMA Registrations (ID 34553843)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2026-10-12	-
Soochow Securities International Capital Limited	RO	Advising on corporate finance	2026-04-28	-
	Rep	Advising on corporate finance	2026-04-28	2026-04-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.