Lo, Yee Lam (SFC:BXW617) 盧依琳

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dynasty Alliance Investment Management Limited	Rep	Advising on securities	2026-07-21	-
	Rep	Asset management	2026-07-21	-
RC Futures Advisory Limited	Rep	Advising on futures contracts	2026-04-28	2026-06-24
	Rep	Advising on securities	2026-04-28	2026-06-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dynasty Alliance Investment Management Limited	Rep	Advising on securities	2026-07-21	-
	Rep	Asset management	2026-07-21	-
RC Futures Advisory Limited	Rep	Advising on futures contracts	2026-04-28	2026-06-24
	Rep	Advising on securities	2026-04-28	2026-06-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.