Personnel SFC Licences and HKMA Registrations (ID 34554426)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2026-09-30	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2026-09-30	-
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2026-05-11	2026-06-08
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2026-05-11	2026-06-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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