| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2026-10-21 | - |
| RO | Advising on securities | 2026-10-21 | - | |
| RO | Dealing in futures contracts | 2026-10-21 | - | |
| RO | Dealing in securities | 2026-10-21 | - | |
| Rep | Advising on futures contracts | 2026-08-20 | 2026-10-21 | |
| Rep | Advising on securities | 2026-08-20 | 2026-10-21 | |
| Rep | Dealing in futures contracts | 2026-08-20 | 2026-10-21 | |
| Rep | Dealing in securities | 2026-08-20 | 2026-10-21 |
No HKMA registrations in the collected records.