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Powell, Nicholas John (1968-12-14) Hong Kong SFC License Details (ID 3479)
Powell, Nicholas John (1968-12-14)
SFC ID:
AJE468
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
ARF Investment Management (HK) Limited
RO
Advising on securities
2008-10-13
2010-12-31
GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED
RO
Advising on securities
2005-06-03
2017-03-13