Personnel Hong Kong SFC License Details (ID 34910)

Personnel Hong Kong SFC License Details (ID 34910)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Imagi Brokerage Limited	RO	Advising on futures contracts	2018-05-25	2020-10-01
	RO	Dealing in futures contracts	2018-05-25	2020-10-01
	RO	Dealing in securities	2017-02-16	2020-10-01
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2015-03-30	2017-01-23
Arta Global Futures Limited	RO	Advising on futures contracts	-	2004-11-19
	RO	Asset management	-	2004-11-19
	RO	Dealing in futures contracts	-	2017-01-23
SEEKERS MARKETS LIMITED	RO	Advising on corporate finance	-	2004-11-19
	RO	Advising on securities	-	2004-11-19
	RO	Asset management	-	2004-11-19
	RO	Dealing in securities	-	2015-01-31