| Enhanced Securities Limited | RO | Dealing in futures contracts | 2017-06-14 | 2022-07-27 |
| RO | Dealing in securities | 2016-03-22 | 2022-09-30 |
| Oshidori Securities Limited | RO | Dealing in securities | 2013-06-20 | 2016-03-18 |
| Arta Global Futures Limited | RO | Dealing in futures contracts | 2012-03-30 | 2013-04-30 |
| SEEKERS MARKETS LIMITED | RO | Dealing in securities | 2012-03-30 | 2013-04-30 |
| Arta Global Futures Limited | Rep | Advising on futures contracts | - | 2004-11-19 |
| Rep | Asset management | - | 2004-11-19 |
| Rep | Dealing in futures contracts | - | 2012-03-30 |
| SEEKERS MARKETS LIMITED | Rep | Advising on corporate finance | - | 2004-11-19 |
| Rep | Advising on securities | - | 2004-11-19 |
| Rep | Asset management | - | 2004-11-19 |
| Rep | Dealing in securities | - | 2012-03-30 |