| CA Premium International (HK) Limited | RO | Leveraged foreign exchange trading | 2019-09-23 | 2023-05-31 |
| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2018-12-27 | - |
| RO | Dealing in securities | 2012-05-03 | - |
| CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2012-05-03 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2012-03-27 | 2012-05-03 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2012-03-27 | 2012-05-03 |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Asset management | 2011-06-09 | 2012-03-21 |
| ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Asset management | 2011-06-09 | 2012-03-21 |
| RO | Dealing in securities | 2011-06-09 | 2012-03-21 |
| ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2011-06-09 | 2012-03-21 |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2011-06-09 | 2012-03-21 |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-05-16 | 2011-06-09 |
| ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Asset management | 2011-05-16 | 2011-06-09 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-05-16 | 2011-06-09 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-05-16 | 2011-06-09 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Asset management | 2009-10-13 | 2011-05-03 |
| Rep | Asset management | 2008-03-20 | 2009-10-13 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | RO | Dealing in futures contracts | 2008-01-08 | 2011-05-03 |
| Rep | Leveraged foreign exchange trading | 2007-11-01 | 2011-05-03 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Dealing in securities | 2007-07-05 | 2011-05-03 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-06-05 | 2008-01-08 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-01-15 | 2007-07-05 |
| GT CAPITAL LIMITED | Rep | Dealing in securities | 2006-11-27 | 2006-12-15 |
| Asia Pacific Securities Limited | Rep | Advising on securities | 2006-09-01 | 2006-10-26 |
| Rep | Dealing in securities | 2006-09-01 | 2006-10-26 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2006-09-01 | 2006-10-26 |
| Rep | Dealing in futures contracts | 2006-09-01 | 2006-10-26 |
| GT CAPITAL LIMITED | RO | Advising on securities | 2006-07-24 | 2006-08-31 |
| RO | Dealing in securities | 2006-07-24 | 2006-08-31 |
| RO | Advising on futures contracts | 2006-03-03 | 2006-08-31 |
| RO | Dealing in futures contracts | 2006-03-03 | 2006-08-31 |
| RO | Asset management | 2005-09-29 | 2006-08-31 |