Personnel Hong Kong SFC License Details (ID 35502)

Personnel Hong Kong SFC License Details (ID 35502)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VICTORY SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-12-28	-
	Rep	Advising on securities	2006-12-28	2009-01-01
TIFFIT SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2006-07-06	2006-08-25
	RO	Dealing in securities	2006-07-06	2006-08-25
	Rep	Advising on securities	2006-03-09	2006-07-06
	Rep	Dealing in securities	2006-03-09	2006-07-06
LUEN FAT SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2003-04-01	2005-01-05
	RO	Asset management	2003-04-01	2005-01-05
	RO	Advising on securities	2003-04-01	2006-02-16
	RO	Dealing in securities	2003-04-01	2006-02-16