| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CFS CAPITAL LIMITED | RO | Asset management | 2018-02-15 | 2018-07-01 |
| BOCOM International Asset Management Limited | Rep | Advising on securities | 2014-03-27 | 2014-08-18 |
| Rep | Dealing in securities | 2014-03-27 | 2014-08-18 | |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2009-03-24 | 2014-02-10 |
| BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2008-08-29 | 2014-02-10 |
| RO | Dealing in securities | 2008-08-29 | 2014-02-10 | |
| Rep | Advising on corporate finance | 2008-04-23 | 2008-08-29 | |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-07-23 | 2005-10-20 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | - | 2003-07-23 |
| Rep | Advising on securities | - | 2003-07-23 | |
| Rep | Asset management | - | 2003-07-23 | |
| Rep | Dealing in securities | - | 2003-07-23 |
No HKMA registrations in the collected records.