Personnel Hong Kong SFC License Details (ID 35683)

Personnel Hong Kong SFC License Details (ID 35683)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG TAI SECURITIES LIMITED	RO	Dealing in securities	2020-12-17	2023-03-27
Vantum Securities and Futures Limited	RO	Dealing in futures contracts	2019-01-02	2023-07-14
TUNG TAI ASSET MANAGEMENT LIMITED	RO	Asset management	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2004-09-14
	RO	Advising on securities	2003-04-01	2004-09-14
TUNG TAI SECURITIES COMPANY LIMITED	RO	Advising on securities	2003-04-01	-
	RO	Dealing in securities	2003-04-01	-
	RO	Providing automated trading services	2003-04-01	2003-07-03
	RO	Advising on corporate finance	2003-04-01	2004-09-14
	RO	Asset management	2003-04-01	2004-09-14
Vantum Securities and Futures Limited	Rep	Advising on futures contracts	2003-04-01	2004-09-14
	Rep	Asset management	2003-04-01	2004-09-14
	Rep	Dealing in futures contracts	2003-04-01	2019-01-02