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Yip, Kwok Kay 葉國基 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 35815)
Yip, Kwok Kay 葉國基
SFC ID:
AAH941
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC imposes licensing condition on Ms Man Kwai Ching and bans her from being senior management in the industry for life
SFC, 22-Nov-2007
Orgs
People
SFC revokes licence of Mr Yip Kwok Kay and bans him for life
SFC, 12-Jan-2007
Orgs
People
Yip Kwok Kay, major shareholder of Wing Yip Co Ltd, jailed for 40 months
RTHK, 14-Dec-2006
Orgs
People
Restriction Notice on Wing Yip Co Ltd
HK Gazette, 11-Aug-2006
Orgs
People
Crime bureau detains man over small-broker scandal
HK Standard, 09-Aug-2006
Orgs
People
Progress in inquiry into Wing Yip Co Ltd
SFC, 08-Aug-2006
Orgs
People
SFC issues Restriction Notice on Wing Yip Co Ltd
SFC, 07-Aug-2006
Orgs
People