Liu, Che Ning 劉哲寧

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	RO	Advising on corporate finance	2012-03-09	-
Morgan Stanley Asia Limited	RO	Advising on corporate finance	2006-01-13	2009-10-07
	RO	Dealing in securities	2006-01-13	2009-10-07
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on corporate finance	2003-04-01	2006-01-13
	Rep	Dealing in securities	2003-04-01	2006-01-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	RO	Advising on corporate finance	2012-03-09	-
Morgan Stanley Asia Limited	RO	Advising on corporate finance	2006-01-13	2009-10-07
	RO	Dealing in securities	2006-01-13	2009-10-07
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on corporate finance	2003-04-01	2006-01-13
	Rep	Dealing in securities	2003-04-01	2006-01-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.